Shan Yin Ko
高山燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shan Yin Ko (高山燕), a licensed former licensee with CE reference AFF137. This person has 13.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-14 | 2016-05-20 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-06-14 | 2016-05-20 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-05-19 | 2011-05-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-05-19 | 2011-05-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-25 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-11-20 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shan Yin Ko during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.