Poon Wing Tang
鄧本榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Poon Wing Tang (鄧本榮), a licensed former licensee with CE reference AFD836. This person has 0.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Finance (HK) Limited 大華金融(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-31 | 2005-12-09 |
| UOB Finance (HK) Limited 大華金融(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-03-31 | 2005-12-09 |
| UOB Finance (HK) Limited 大華金融(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-03-31 | 2005-10-01 |
| UOB Finance (HK) Limited 大華金融(香港)有限公司 |
RO | Type 9 - Asset management | 2005-03-31 | 2005-10-01 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Poon Wing Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sek Yuen Kwong | UOB Finance (HK) Limited | 2005 |
| Tze Leung Chan | UOB Finance (HK) Limited | 2005 |