Jonathan Paul Back
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Paul Back, a licensed former licensee with CE reference AFD784. This person has 4.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 - Dealing in securities | 2005-05-27 | 2007-07-01 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 - Advising on securities | 2005-05-27 | 2007-07-01 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 - Advising on corporate finance | 2005-05-27 | 2007-07-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-05-27 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-05-27 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-02-15 |