Wai Ki Mak
麥偉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ki Mak (麥偉基), a licensed former licensee with CE reference AFA989. This person has 21.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-31 | 2024-12-31 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-31 | 2024-12-31 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-07-08 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-07-08 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-27 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-10-27 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-27 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-27 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ki Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.