Christopher James Reddy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher James Reddy, a licensed former licensee with CE reference AFA236. This person has 0.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-06-12 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-12 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-06-12 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher James Reddy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.