Monica Ze Wa Lam
林詩華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Monica Ze Wa Lam (林詩華), a licensed former licensee with CE reference AEY447. This person has 12.9 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-05-26 | 2018-12-17 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-21 | 2018-12-17 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-04-21 | 2018-12-17 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-26 | 2013-12-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-02 | 2013-12-31 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-07 | 2013-04-10 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-02 | 2008-05-30 |
| Imperial Capital Limited 盛世投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-12-08 | 2007-02-22 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-07 | 2006-09-01 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-12-07 | 2006-09-01 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-11-23 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-11-23 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-10 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-10 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Monica Ze Wa Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.