Wah Kwok
郭華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Kwok (郭華), a licensed former licensee with CE reference AEX602. This person has 12.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SynerWealth Financial Limited 匯心金融有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-01 | 2023-09-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-08 | 2015-04-11 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-08 | 2015-04-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wah Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.