Manolo Michael de Guzman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Manolo Michael de Guzman, a licensed former licensee with CE reference AEW404. This person has 12.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Funds (Asia) Limited | RO | Type 4 - Advising on securities | 2009-07-21 | 2010-03-05 |
| Macquarie Capital Funds (Asia) Limited | RO | Type 9 - Asset management | 2009-07-21 | 2010-03-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-08-21 | 2017-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-28 | 2017-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2004-05-27 | 2017-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Manolo Michael de Guzman during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.