Macquarie Capital Funds (Asia) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Macquarie Capital Funds (Asia) Limited ( ), a Hong Kong-based licensed corporation with CE reference AQY448. Current licensed staff on file: 0 (total recorded over time: 3). Earliest licence on file: 2009-07-21.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2009-07-21 | 2010-07-22 |
| Type 9 — Asset management | 2009-07-21 | 2010-07-22 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kelvin Tsun Kan Chan 陳俊勤 | RO 4, 9 | 2009-07 | 2010-03 |
| Manolo Michael de Guzman | RO 4, 9 | 2009-07 | 2010-03 |
| Charles Tamplin Lynam | RO 4, 9 | 2009-07 | 2010-03 |
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