Craig Thomas Totton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Craig Thomas Totton, a licensed former licensee with CE reference AEW306. This person has 8.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2018-10-01 | 2020-02-14 |
| ICAP Securities Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2018-10-01 | 2020-02-14 |
| ICAP Securities Hong Kong Limited | RO | Type 7 - Providing automated trading services | 2018-10-01 | 2020-02-14 |
| ICAP Securities Hong Kong Limited | RO | Type 7 - Providing automated trading services | 2018-04-27 | 2018-09-30 |
| ICAP Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2017-11-07 | 2018-09-30 |
| ICAP Securities Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2017-11-07 | 2018-09-30 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-02-25 | 2017-11-07 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-02-25 | 2017-11-07 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 7 - Providing automated trading services | 2014-06-09 | 2014-09-26 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2010-08-26 | 2014-09-26 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2010-08-26 | 2014-09-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Craig Thomas Totton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.