Fanny Shuk Fan Chan
陳淑芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fanny Shuk Fan Chan (陳淑芬), a licensed former licensee with CE reference AEU197. This person has 1.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-16 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-16 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-16 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Fanny Shuk Fan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.