Chiu Kwok Poon
潘昭國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Kwok Poon (潘昭國), a licensed former licensee with CE reference AET865. This person has 3.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-30 | 2007-03-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-30 | 2007-03-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-04-30 | 2007-03-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-10-13 | 2006-04-30 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2004-10-13 | 2006-04-30 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-05-24 | 2006-04-30 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-19 | 2004-10-13 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-05-19 | 2004-10-13 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-05-19 | 2004-05-24 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-03-17 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-09 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chiu Kwok Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.