Christine Tan
陳思亭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christine Tan (陳思亭), a licensed Responsible Officer with CE reference AET253. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 11.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2021-06-18 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 5 - Advising on futures contracts | 2021-06-18 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2018-02-14 | 2021-06-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-09-01 | 2018-09-05 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-09-01 | 2018-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-09-01 | 2021-06-18 |