Chi Ming Chan
陳志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Chan (陳志明), a licensed former licensee with CE reference AER242. This person has 12.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-07 | 2020-03-27 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-07 | 2020-03-27 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-07 | 2020-03-27 |
| Celestial Commodities Limited 時富商品有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-06-07 | 2020-03-27 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 - Advising on securities | 2018-06-07 | 2020-03-27 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-06-07 | 2020-03-27 |
| CASH Asset Management Limited 時富資產管理有限公司 |
RO | Type 9 - Asset management | 2018-06-07 | 2020-03-27 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 9 - Asset management | 2018-06-07 | 2020-03-27 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2014-05-01 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2014-05-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.