Peter Jarvis Henricks
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Jarvis Henricks, a licensed former licensee with CE reference AER025. This person has 1.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cambridge Strategy (Asset Management) Asia Limited, The | RO | Type 4 - Advising on securities | 2007-04-10 | 2008-04-01 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-06-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-06-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-06-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-06-30 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Jarvis Henricks during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.