Julie Wai Mun Liew
廖惠敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julie Wai Mun Liew (廖惠敏), a licensed former licensee with CE reference AEP630. This person has 5.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SAIL Advisors Limited | RO | Type 4 - Advising on securities | 2008-07-16 | 2009-03-20 |
| SAIL Advisors Limited | Rep | Type 4 - Advising on securities | 2007-01-12 | 2008-07-16 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 1 - Dealing in securities | 2003-05-28 | 2006-09-18 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 4 - Advising on securities | 2003-05-28 | 2006-09-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Julie Wai Mun Liew during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.