Alice Pik Nar Liu
廖碧娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Pik Nar Liu (廖碧娜), a licensed former licensee with CE reference AEO162. This person has 16.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2020-01-10 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-05 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-05 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-05-05 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alice Pik Nar Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.