Jeremy David Wernert
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeremy David Wernert, a licensed former licensee with CE reference AEN823. This person has 11.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 - Dealing in securities | 2013-01-24 | 2015-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-04-26 | 2015-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2012-04-26 | 2015-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-04 | 2013-01-24 |
| SFGHK Limited | RO | Type 1 - Dealing in securities | 2009-06-15 | 2009-10-15 |
| SFGHK Limited | Rep | Type 1 - Dealing in securities | 2009-05-26 | 2009-06-15 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-16 | 2009-02-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-04-23 | 2009-02-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2003-10-31 | 2009-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jeremy David Wernert during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.