Yuen Yi Fan

范婉儀
CE No. AEN524 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Yi Fan (范婉儀), a licensed former licensee with CE reference AEN524. This person has 20.3 years of SFC licence history. Total licence records on file: 11.

Information

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Licence history

FirmRoleRegulated activityFromTo
Wells Global Asset Management Limited RO Type 1 - Dealing in securities 2022-09-21 2026-03-27
Wells Global Asset Management Limited RO Type 4 - Advising on securities 2022-09-21 2026-03-27
Wells Global Asset Management Limited RO Type 9 - Asset management 2022-09-21 2026-03-27
iTrade Securities Investment Limited
美信證券投資有限公司
Rep Type 1 - Dealing in securities 2020-11-10 2020-12-23
Core Capital Securities Limited
凱匯資本證券有限公司
RO Type 1 - Dealing in securities 2019-05-30 2020-09-30
JT Capital Asset Management Limited
凱庫資產管理有限公司
Rep Type 1 - Dealing in securities 2019-04-04 2020-09-30
Core Capital Securities Limited
凱匯資本證券有限公司
Rep Type 1 - Dealing in securities 2019-04-04 2019-05-30
Corres International HK Co., Limited
牛交所香港有限公司
RO Type 1 - Dealing in securities 2018-09-07 2019-03-20
CIS Securities Asset Management Limited
順安證券資產管理有限公司
Rep Type 1 - Dealing in securities 2011-01-12 2014-06-03
OnePlatform Asset Management Limited
環一資產管理有限公司
Rep Type 1 - Dealing in securities 2007-10-27 2018-06-10
OnePlatform Asset Management Limited
環一資產管理有限公司
Rep Type 4 - Advising on securities 2003-10-14 2010-06-15

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Yi Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kenichi Hasegawa Wells Global Asset Management Limited 2022–2026
Pui Kin Fung JT Capital Asset Management Limited 2019–2020
Kota Tamura Wells Global Asset Management Limited 2023–2026
Asad Turab Sultan JT Capital Asset Management Limited 2019–2020
Kenneth Allan Connolly MacAlpin Core Capital Securities Limited 2019–2020
Yuya Suzuki Wells Global Asset Management Limited 2022–2024
Minghui Ye JT Capital Asset Management Limited 2019–2020
Pui Shan Lau Wells Global Asset Management Limited 2022–2026
Ka Wah Chiu JT Capital Asset Management Limited 2019–2020
Jiayi Lu JT Capital Asset Management Limited 2019–2020
Kai Ting Law CIS Securities Asset Management Limited 2011–2014
Wai Yi Wong CIS Securities Asset Management Limited 2011–2014
Kin Chung Sin CIS Securities Asset Management Limited 2011–2014
Hoi Lui Lee CIS Securities Asset Management Limited 2011–2014
Bonnie Ka Wai Wong CIS Securities Asset Management Limited 2011–2014
Ringo Ting Fai Mok CIS Securities Asset Management Limited 2011–2014
Gary Yuk Lun Soong CIS Securities Asset Management Limited 2011–2014
Patrick Chung Ho Hui CIS Securities Asset Management Limited 2011–2014
Mei Chi Lui CIS Securities Asset Management Limited 2011–2014
Wai Yin Fu CIS Securities Asset Management Limited 2011–2014
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