Sze Wing Mak

麥思穎
CE No. AEN519 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Wing Mak (麥思穎), a licensed former licensee with CE reference AEN519. This person has 8.2 years of SFC licence history. Total licence records on file: 7.

Information

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Licence history

FirmRoleRegulated activityFromTo
Getta Securities Limited
皆得證券有限公司
Rep Type 4 - Advising on securities 2008-06-18 2011-08-19
Getta Securities Limited
皆得證券有限公司
Rep Type 1 - Dealing in securities 2007-06-07 2011-08-19
Piper Jaffray Asia Securities Limited
派杰亞洲証券有限公司
Rep Type 1 - Dealing in securities 2004-10-04 2007-05-26
Great Bay Securities Limited
大灣區深港證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-08-10
Great Bay Securities Limited
大灣區深港證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-07-30
Great Bay Securities Limited
大灣區深港證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-07-30
Great Bay Securities Limited
大灣區深港證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-07-30

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Wing Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chi Leung Mak Getta Securities Limited 2007–2011
Ricky Hing Wang Wong Getta Securities Limited 2008–2011
Tom Ka Chun Kwok Getta Securities Limited 2007–2011
Raymond Wing Yip Ng Getta Securities Limited 2007–2011
Kin Cheung Chan Getta Securities Limited 2007–2011
Eddy Siu Keung Yuen Piper Jaffray Asia Securities Limited 2004–2007
Wendy Lui Wan Getta Securities Limited 2007–2011
Nancy Lai Wah Choi Piper Jaffray Asia Securities Limited 2005–2007
Jonathan Lun Chak Choy Piper Jaffray Asia Securities Limited 2005–2007
Kai Lok Liang Piper Jaffray Asia Securities Limited 2005–2007
Wai Chiu Tong Piper Jaffray Asia Securities Limited 2005–2007
Ching On Thomas Chau Piper Jaffray Asia Securities Limited 2004–2007
Ka On Woo Getta Securities Limited 2008–2010
Kai Chung So Getta Securities Limited 2008–2011
Yau Lun Chan Getta Securities Limited 2007–2011
David Wai Kwong Au Getta Securities Limited 2008–2011
Fung Ki Lam Piper Jaffray Asia Securities Limited 2004–2007
Chun Ho Yeung Piper Jaffray Asia Securities Limited 2004–2007
Wing Choi Lau Piper Jaffray Asia Securities Limited 2004–2007
Chi Ming Fan Piper Jaffray Asia Securities Limited 2004–2007
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