Tsan On Mok
莫燦安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsan On Mok (莫燦安), a licensed former licensee with CE reference AEM980. This person has 16.1 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-12 | 2019-06-08 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-02 | 2017-09-29 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-04-02 | 2011-03-15 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-03-11 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2008-03-11 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-19 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-03-04 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-19 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-03-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-19 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-04 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsan On Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.