Serena Shuk Ling Ko
高淑玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Serena Shuk Ling Ko (高淑玲), a licensed former licensee with CE reference AEM716. This person has 1.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-10-19 | 2007-06-10 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-01 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-01 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-01 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Serena Shuk Ling Ko during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.