David Sek Chi Kwok
郭錫志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Sek Chi Kwok (郭錫志), a licensed former licensee with CE reference AEL958. This person has 9.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanghai Commercial Bank Trustee Limited 上海商業銀行信託有限公司 |
RO | Type 4 - Advising on securities | 2004-10-28 | 2012-11-28 |
| Shanghai Commercial Bank Trustee Limited 上海商業銀行信託有限公司 |
RO | Type 9 - Asset management | 2004-10-28 | 2012-11-28 |
| Shanghai Commercial Bank Trustee Limited 上海商業銀行信託有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-28 |
| Shanghai Commercial Bank Trustee Limited 上海商業銀行信託有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-28 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as David Sek Chi Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Ho Ng | Shanghai Commercial Bank Trustee Limited | 2003–2012 |
| Yiu Ki Li | Shanghai Commercial Bank Trustee Limited | 2004–2012 |
| Pui Kam Tse | Shanghai Commercial Bank Trustee Limited | 2003–2009 |
| Meimei Sau Mei Wong | Shanghai Commercial Bank Trustee Limited | 2003–2004 |