Douglas Craham Morin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Craham Morin, a licensed former licensee with CE reference AEJ927. This person has 13.5 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 4 - Advising on securities | 2017-02-01 | 2018-04-30 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-03-06 | 2016-09-15 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 - Advising on securities | 2013-03-06 | 2016-09-15 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-09-11 | 2012-06-28 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-16 | 2009-09-11 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 9 - Asset management | 2007-07-09 | 2007-12-19 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-12-19 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2007-12-19 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-12-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-12-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Douglas Craham Morin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.