Simon Chi Ming Chan
陳志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Chi Ming Chan (陳志明), a licensed former licensee with CE reference AEJ403. This person has 7.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-01 | 2011-03-31 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-11-01 | 2011-03-31 |
| MUSHK Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-10-04 |
| MUSHK Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-10-04 |
| MUSHK Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-04 |
| MUSHK Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-10-04 |
| MUSHK Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-30 |
| MUSHK Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Chi Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.