Herman Kwok Fai Poon
潘國輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herman Kwok Fai Poon (潘國輝), a licensed former licensee with CE reference AEI867. This person has 13.4 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2015-11-03 | 2022-12-31 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-11-03 | 2022-12-31 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 9 - Asset management | 2015-11-03 | 2022-12-31 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-19 | 2015-11-03 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-19 | 2015-11-03 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-08-19 | 2015-11-03 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-01 | 2015-05-12 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-01 | 2015-05-12 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2013-08-01 | 2015-05-12 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-07-12 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-07-12 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2007-07-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Herman Kwok Fai Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.