Yick Ki Tsui
徐奕基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yick Ki Tsui (徐奕基), a licensed former licensee with CE reference AEI102. This person has 8.0 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-10-05 | 2011-06-14 |
| iBest Securities Company Limited | RO | Type 1 - Dealing in securities | 2010-10-05 | 2011-06-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-29 | 2010-10-05 |
| iBest Securities Company Limited | Rep | Type 1 - Dealing in securities | 2010-07-29 | 2010-10-05 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-17 | 2010-06-23 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2006-05-08 | 2009-07-18 |
| iBest Securities Company Limited | RO | Type 1 - Dealing in securities | 2006-05-08 | 2009-07-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-16 | 2006-05-08 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-02-04 |
| SCtrade.com Limited 南華互動金融網有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-01-12 |
| SCtrade.com Limited 南華互動金融網有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-12 |
| SCtrade.com Limited 南華互動金融網有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yick Ki Tsui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.