Hisao Katsuta
勝田久男
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hisao Katsuta (勝田久男), a licensed former licensee with CE reference AEH947. This person has 2.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-18 | 2013-04-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-13 | 2012-02-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-13 | 2012-02-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-09-13 | 2012-02-01 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Hisao Katsuta during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.