Joann Yuen Yee Li
李婉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joann Yuen Yee Li (李婉儀), a licensed former licensee with CE reference AEH940. This person has 12.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-07 | 2015-03-16 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-07 | 2015-03-16 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-08-07 | 2015-03-16 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2013-10-21 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2013-10-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joann Yuen Yee Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.