Kai Shing Tang
鄧啟成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Shing Tang (鄧啟成), a licensed former licensee with CE reference AEH397. This person has 16.4 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-10-27 | 2022-12-22 |
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-10-27 | 2022-12-22 |
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 9 - Asset management | 2017-10-27 | 2022-12-22 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2014-09-18 | 2016-09-27 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 9 - Asset management | 2014-06-27 | 2016-09-27 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-04-10 | 2014-09-18 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-04-08 | 2022-12-22 |
| Rifa Futures Limited 日發期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-04-08 | 2022-12-22 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-04-08 | 2016-09-27 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-12 | 2014-04-08 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-02-12 | 2014-04-08 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-12 | 2014-04-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-03-25 | 2014-01-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-07 | 2013-03-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-01-15 | 2014-01-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 - Advising on securities | 2013-01-15 | 2014-01-27 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 - Asset management | 2013-01-15 | 2014-01-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-19 | 2013-01-15 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-19 | 2012-12-18 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-12 | 2012-03-16 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-06-12 | 2012-03-16 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-05 | 2008-06-07 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-05 | 2008-06-07 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-12 | 2005-12-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Shing Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Stephen Ka Fai Chan | Rifa Futures Limited | 2014–2022 |
| Wai Hong Tang | Rifa Futures Limited | 2014–2022 |
| Sai Hung Li | Rifa Futures Limited | 2017–2022 |
| Jian Liu | Rifa Futures Limited | 2014–2022 |
| Mang Suen Luk | Rifa Futures Limited | 2014–2022 |
| Ming Fai Kong | Rifa Futures Limited | 2014–2018 |
| Xiya Jin | Rifa Futures Limited | 2015–2022 |
| Canghai Wu | Rifa Futures Limited | 2015–2022 |
| William Yuk Nam Lee | Rifa Securities Limited | 2014–2022 |
| Gengrong Li | Rifa Futures Limited | 2017–2021 |
| Ming Li Chu | Rifa Futures Limited | 2017–2022 |
| Jun Chai | Rifa Futures Limited | 2016–2020 |
| Lei Sin Tsang | Rifa Futures Limited | 2018–2022 |
| Ho Pang Kwong | Rifa Futures Limited | 2017–2022 |
| Charlotte Man Loch Cheng | Rifa Futures Limited | 2014–2018 |
| Yuk Ting Chong | Rifa Securities Limited | 2015–2019 |
| Ming Cheung Yan | Rifa Futures Limited | 2017–2020 |
| Hon Bun Suen | Rifa Securities Limited | 2014–2022 |
| Pak Wing Tsang | Rifa Securities Limited | 2014–2022 |
| Ka Keung Kwan | Rifa Futures Limited | 2019–2022 |