Siu Kay Chung
鍾兆基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kay Chung (鍾兆基), a licensed former licensee with CE reference AEF590. This person has 12.5 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-30 | 2016-03-10 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-01-18 | 2010-11-01 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-06 | 2016-03-10 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-14 | 2004-12-22 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-11 | 2004-04-23 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-10 |
| DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-10 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-10 |
| DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-10 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-10 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-10 |
| DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-10 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-10 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-10 |
| DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-10 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-10 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Kay Chung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.