Yuk Sheung Lau
劉毓湘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Sheung Lau (劉毓湘), a licensed former licensee with CE reference AED775. This person has 8.4 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RaffAello Securities (HK) Limited | Rep | Type 1 - Dealing in securities | 2011-12-12 | 2012-01-31 |
| RaffAello Securities (HK) Limited | RO | Type 1 - Dealing in securities | 2011-10-13 | 2011-12-12 |
| RaffAello Securities (HK) Limited | Rep | Type 1 - Dealing in securities | 2011-09-01 | 2011-10-13 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-04 | 2011-08-31 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 4 - Advising on securities | 2011-03-04 | 2011-08-31 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-04 | 2011-03-04 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-27 | 2006-04-11 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2004-04-26 | 2004-10-13 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
RO | Type 5 - Advising on futures contracts | 2004-04-26 | 2006-04-11 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2004-02-19 | 2004-10-13 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-02-19 | 2006-04-11 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-19 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-02-19 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-13 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-13 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-13 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-13 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuk Sheung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.