Eric Wai Tat Chow

鄒偉達
CE No. AED684 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Wai Tat Chow (鄒偉達), a licensed former licensee with CE reference AED684. This person has 0.6 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Southwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司
Rep Type 1 - Dealing in securities 2004-05-04 2004-06-27
Southwest Securities (HK) Asset Management Limited
西證(香港)資產管理有限公司
RO Type 4 - Advising on securities 2003-11-04 2004-06-27

Worked alongside

The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Wai Tat Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Pui Lan Ip Southwest Securities (HK) Asset Management Limited 2003–2004
Stephen Chee King Kwok Southwest Securities (HK) Asset Management Limited 2003–2004
Chor Ki Cheng Southwest Securities (HK) Asset Management Limited 2003–2004
Yin Shan Chow Southwest Securities (HK) Asset Management Limited 2003–2004
Sandy Lai Sze Chung Southwest Securities (HK) Asset Management Limited 2003–2004
Sze Ming Lau Southwest Securities (HK) Asset Management Limited 2003–2004
Kenneth Chin Pang Wong Southwest Securities (HK) Asset Management Limited 2003–2004
Lai Mei Yip Southwest Securities (HK) Asset Management Limited 2003–2004
Wing Yin Chan Southwest Securities (HK) Asset Management Limited 2003–2004
Yuen Hoi Tsoi Southwest Securities (HK) Asset Management Limited 2003–2004
Chi Wai Poon Southwest Securities (HK) Asset Management Limited 2003–2004
Lee Yeung Chan Southwest Securities (HK) Asset Management Limited 2003–2004
Lung Sang Poon Southwest Securities (HK) Asset Management Limited 2004
Mandy Choi Ying Lam Southwest Securities (HK) Asset Management Limited 2004
Felix Cheuk Leung Cheung Southwest Securities (HK) Asset Management Limited 2004
Ka Chun Tse Southwest Securities (HK) Asset Management Limited 2003
Tat Yuen Lee Southwest Securities (HK) Asset Management Limited 2004
Explore the interactive colleague network →

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