Philip W Tulk
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip W Tulk, a licensed former licensee with CE reference ADZ105. This person has 3.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Technologies Limited | Rep | Type 4 - Advising on securities | 2012-09-06 | 2013-04-11 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2011-06-10 | 2012-04-13 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-08 | 2011-06-10 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-15 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-10 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip W Tulk during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.