To Han Ng
吳道衡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for To Han Ng (吳道衡), a licensed former licensee with CE reference ADY544. This person has 12.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-27 | 2015-10-20 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-27 | 2015-10-20 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2015-02-27 | 2015-10-20 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2003-04-30 | 2015-02-27 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2003-04-30 | 2015-02-27 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2003-04-30 | 2015-02-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as To Han Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.