Yi Luo
羅一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Luo (羅一), a licensed former licensee with CE reference ADX193. This person has 1.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVC Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2016-03-24 | 2017-06-30 |
| CVC Asia Pacific Limited | Rep | Type 6 - Advising on corporate finance | 2016-03-24 | 2017-06-30 |
| CVC Asia Pacific Limited | Rep | Type 9 - Asset management | 2016-03-24 | 2017-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-04-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-04-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Luo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.