Janice Ho Kwan Wu
胡可筠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janice Ho Kwan Wu (胡可筠), a licensed former licensee with CE reference ADV920. This person has 19.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legal & General Investment Management Asia Limited | RO | Type 9 - Asset management | 2014-12-01 | 2023-04-12 |
| Legal & General Investment Management Asia Limited | RO | Type 1 - Dealing in securities | 2013-07-22 | 2023-04-12 |
| State Street Global Advisors Singapore Limited | RO | Type 9 - Asset management | 2011-09-23 | 2013-04-06 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-11 | 2013-04-06 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2006-07-11 | 2013-04-06 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-31 | 2006-06-27 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-31 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-31 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2006-06-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Janice Ho Kwan Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.