Warren Lee Primhak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren Lee Primhak, a licensed former licensee with CE reference ADV313. This person has 4.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MainFirst Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2008-02-21 | 2008-09-04 |
| MainFirst Securities Hong Kong Limited | RO | Type 4 - Advising on securities | 2008-02-21 | 2008-09-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-12-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Warren Lee Primhak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.