Carlie Mo
毛嘉媚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carlie Mo (毛嘉媚), a licensed former licensee with CE reference ADU054. This person has 8.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RaffAello Securities (HK) Limited | RO | Type 1 - Dealing in securities | 2005-03-30 | 2011-10-13 |
| Welform Investors Company 惠成投資公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-30 |
| Welform Investors Company 惠成投資公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-03 |
| Welform Investors Company 惠成投資公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-03 |
| Welform Investors Company 惠成投資公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-03 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Carlie Mo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Freddy Man Chun Luk | RaffAello Securities (HK) Limited | 2005–2011 |
| Eric Pui Woo Mo | RaffAello Securities (HK) Limited | 2005–2011 |
| Tommy Kai Leung Wong | RaffAello Securities (HK) Limited | 2005–2008 |
| Lei Ching Ng | RaffAello Securities (HK) Limited | 2005–2008 |
| Ling Fung Chan | RaffAello Securities (HK) Limited | 2008–2011 |
| Stella Yan Wa Ho | RaffAello Securities (HK) Limited | 2009–2011 |
| Chi Kit Soo | RaffAello Securities (HK) Limited | 2010–2011 |
| Yuk Sheung Lau | RaffAello Securities (HK) Limited | 2011 |
| Ching Yat Yu | RaffAello Securities (HK) Limited | 2011 |