Sian Elizabeth Williams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sian Elizabeth Williams, a licensed former licensee with CE reference ADT132. This person has 1.2 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-28 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-28 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-28 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-05-28 |