Kwong Chat Ho
何廣澤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Chat Ho (何廣澤), a licensed former licensee with CE reference ADO911. This person has 10.8 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2014-01-31 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2014-01-31 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-17 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-17 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Chat Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.