Patricia Pui Ching Tsang
曾佩貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patricia Pui Ching Tsang (曾佩貞), a licensed former licensee with CE reference ADM025. This person has 7.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-23 | 2017-12-12 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-19 | 2017-12-12 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-19 | 2017-12-12 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-11-19 | 2017-12-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-02-04 | 2014-08-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-19 | 2014-08-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-01 | 2014-08-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-01 | 2011-10-03 |
| CAIIS Limited | Rep | Type 1 - Dealing in securities | 2009-02-16 | 2009-12-16 |
| CAIIS Limited | Rep | Type 4 - Advising on securities | 2009-02-16 | 2009-12-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Patricia Pui Ching Tsang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.