Wai Kin Lau

劉維堅
CE No. ADL283 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin Lau (劉維堅), a licensed former licensee with CE reference ADL283. This person has 4.8 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Suez Asia Holdings (Hong Kong) Limited
蘇伊士亞洲投資有限公司
RO Type 4 - Advising on securities Pre-2003 2008-01-01
Suez Asia Holdings (Hong Kong) Limited
蘇伊士亞洲投資有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2005-06-18
Suez Asia Holdings (Hong Kong) Limited
蘇伊士亞洲投資有限公司
RO Type 9 - Asset management Pre-2003 2005-06-18

Worked alongside

The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kin Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chi Ming Sau Suez Asia Holdings (Hong Kong) Limited 2003–2008
Clara Yim Chee Mak Suez Asia Holdings (Hong Kong) Limited 2003–2005

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