Tung Yam
任東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Yam (任東), a licensed former licensee with CE reference ADK807. This person has 13.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 - Advising on securities | 2022-07-04 | 2025-12-03 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 - Asset management | 2022-07-04 | 2025-12-03 |
| Red Gate Asset Management Company Limited | RO | Type 4 - Advising on securities | 2012-07-11 | 2018-03-14 |
| Red Gate Asset Management Company Limited | RO | Type 9 - Asset management | 2012-07-11 | 2018-03-14 |
| Landmark Asset Management Limited | RO | Type 4 - Advising on securities | 2008-01-10 | 2012-06-28 |
| Landmark Asset Management Limited | RO | Type 9 - Asset management | 2008-01-10 | 2012-06-28 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Tung Yam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Xiaofeng Cui | Red Gate Asset Management Company Limited | 2012–2018 |
| Hamilton Ty Tang | Landmark Asset Management Limited | 2008–2012 |
| Yum Fai Ng | Landmark Asset Management Limited | 2008–2012 |
| Ellen Sze Man Lee | Red Gate Asset Management Company Limited | 2013–2016 |
| Annie Sze Kwan Tsui | Red Gate Asset Management Company Limited | 2016–2018 |
| Albert Ming Lai Hui | Landmark Asset Management Limited | 2010–2011 |
| Alexander Kwok Leung Tai | Finet Securities Limited | 2024–2025 |
| Conrad Kam Wah Cheng | Red Gate Asset Management Company Limited | 2016–2017 |
| Stefanie Chi Yin Chan | Finet Securities Limited | 2023–2025 |
| Chun Ho Kot | Red Gate Asset Management Company Limited | 2017–2018 |
| Xinxiong Zhang | Finet Securities Limited | 2022–2024 |
| Henry William MacFarlane | Red Gate Asset Management Company Limited | 2017–2018 |
| Kwok On Woo | Finet Securities Limited | 2022 |
| On Loy Mow | Finet Securities Limited | 2023 |
| Ho Sing Chow | Finet Securities Limited | 2025 |
| Chun Kin Chan | Finet Securities Limited | 2025 |