James Hok Fan Thomas
湯學帆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Hok Fan Thomas (湯學帆), a licensed former licensee with CE reference ADK136. This person has 18.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2018-11-20 | 2022-05-13 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-17 | 2018-03-31 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2008-11-01 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-20 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Hok Fan Thomas during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.