Man Tak Suen
孫文德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Tak Suen (孫文德), a licensed former licensee with CE reference ADJ744. This person has 5.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 4 - Advising on securities | 2010-10-12 | 2012-06-01 |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-10-12 | 2012-06-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-05-29 | 2012-06-01 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-05-29 | 2012-06-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 4 - Advising on securities | 2007-05-29 | 2012-06-01 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2007-05-29 | 2012-06-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-05-29 | 2012-06-01 |
| Upbest Investment Company Limited 美建投資有限公司 |
RO | Type 8 - Securities margin financing | 2007-05-29 | 2012-06-01 |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 9 - Asset management | 2007-05-29 | 2012-06-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 9 - Asset management | 2007-05-29 | 2012-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Man Tak Suen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.