Jong Ling Yen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jong Ling Yen (嚴中伶), a licensed Responsible Officer with CE reference ADJ570. Currently licensed at 1 firm(s): Fusion Wealth Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.7 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fusion Wealth Management Limited 富盛財富管理有限公司 |
RO | Type 4 - Advising on securities | 2020-08-18 | present |
| Fusion Wealth Management Limited 富盛財富管理有限公司 |
RO | Type 9 - Asset management | 2020-08-18 | present |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-05-25 | 2020-03-05 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
RO | Type 9 - Asset management | 2018-05-25 | 2020-03-05 |
| Fusion Wealth Management Limited 富盛財富管理有限公司 |
RO | Type 4 - Advising on securities | 2016-09-26 | 2018-04-03 |
| Fusion Wealth Management Limited 富盛財富管理有限公司 |
RO | Type 9 - Asset management | 2016-09-26 | 2018-04-03 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-04-17 | 2016-06-30 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2012-04-17 | 2016-06-30 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2010-09-27 | 2012-01-03 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-01-04 | 2012-01-03 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 - Asset management | 2010-01-04 | 2010-09-01 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-01-15 | 2012-01-03 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 9 - Asset management | 2008-01-15 | 2012-01-03 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-24 | 2008-01-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-11-24 | 2008-01-15 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 4 - Advising on securities | 2006-09-06 | 2007-10-31 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 9 - Asset management | 2006-03-17 | 2007-10-31 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 - Asset management | 2004-06-24 | 2004-12-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jong Ling Yen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.