Matthew David Ginsburg

CE No. ADI176 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew David Ginsburg, a licensed former licensee with CE reference ADI176. This person has 19.2 years of SFC licence history. Total licence records on file: 12.

Information

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Licence history

FirmRoleRegulated activityFromTo
HSBC Corporate Finance (Hong Kong) Limited RO Type 6 - Advising on corporate finance 2022-05-16 2025-03-31
Hodes Weill Asia Limited RO Type 1 - Dealing in securities 2016-04-27 2021-07-31
Barclays Capital Asia Limited
巴克萊亞洲有限公司
RO Type 1 - Dealing in securities 2010-01-13 2014-05-15
Barclays Capital Asia Limited
巴克萊亞洲有限公司
RO Type 6 - Advising on corporate finance 2010-01-13 2014-05-15
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 - Dealing in securities 2009-09-17 2010-01-13
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 6 - Advising on corporate finance 2009-09-17 2010-01-13
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RO Type 1 - Dealing in securities 2006-12-15 2009-09-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RO Type 6 - Advising on corporate finance 2006-12-15 2009-09-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities Pre-2003 2006-12-15
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-02-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2006-12-15
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-02-11

Worked alongside

The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Matthew David Ginsburg during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sung Hur Hodes Weill Asia Limited 2016–2021
Alfredo Paulo Lobo Hodes Weill Asia Limited 2016–2021
Hengsha Pang Hodes Weill Asia Limited 2016–2020
Chen Yuan Hodes Weill Asia Limited 2016–2019
Yingcong Huang Hodes Weill Asia Limited 2021
Ka Yip Hodes Weill Asia Limited 2016
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