Vincent Yum
任偉成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Yum (任偉成), a licensed former licensee with CE reference ADH871. This person has 0.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-11 | 2004-04-01 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 4 - Advising on securities | 2003-10-11 | 2004-04-01 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-10-11 | 2004-04-01 |
| Napa Global Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2003-08-20 |
| Napa Global Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-20 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Vincent Yum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.