Xiaofeng Liu
劉曉峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaofeng Liu (劉曉峰), a licensed former licensee with CE reference ADE404. This person has 7.0 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IAM Legacy Limited 星安傳承有限公司 |
RO | Type 4 - Advising on securities | 2010-07-06 | 2013-07-11 |
| Kaiser KT Capital Limited 嘉信開泰融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-07-06 | 2013-07-11 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 - Dealing in securities | 2006-03-24 | 2009-09-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 - Advising on securities | 2006-03-24 | 2009-09-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-03-24 | 2009-09-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-23 | 2006-03-24 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-23 | 2006-03-24 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-09-23 | 2006-03-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaofeng Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.